Wilson Securities Lawyer, Louisiana
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Includes: Securities Fraud , Securities Regulation, Shareholders' Rights
SAMPLE LEGAL CASES
The dispute and resulting appeal arises out of losses Ms. Pennington sustained in investments made on her behalf in mutual stock funds offered by the defendants, and the district court's denial of her motion to vacate the ruling of an arbitration panel. In late 1999, Ms. Pennington ...
998 So.2d 723 (2009). Mary P. PENNINGTON v. CUNA BROKERAGE SECURITIES, INC. and Brad F. Fortier. No. 2008-C-2600. Supreme Court of Louisiana. January 9, 2009. Denied.
... Under the supervision of Reichman, the USGA securities were converted into common stock and sold through a programmed or staged sale over a twenty-month period of time between October 1993 and June 1995. Subsequently ...