Samuel E. Cohen, Attorney


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Samuel E. Cohen update listing

Litigation, Securities, Business, General Practice

215-575-2587


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As a member of the Securities & Investments Liability Practice Group, Sam devotes all of his practice to the defense of broker-dealers, individual stockbrokers, insurance agents and other investment professionals in state and federal court. As well, Sam represents these professionals before state and federal regulatory authorities and the Financial Industry Regulatory Authority (FINRA). In addition, Sam's practice includes the defense of attorneys, mortgage brokers, real estate agents. and real estate brokers in state and federal court.

Prior to joining Marshall Dennehey in 2002, Sam was associated with Fox, Rothschild, L.L.P. in Philadelphia. While at Fox, Rothschild, Sam focused on commercial, securities, insurance and bankruptcy litigation.

From 1996 through 1997, Sam served as a law clerk to the Honorable G. Craig Lord in the Court of Common Pleas of Philadelphia County. Sam graduated from Temple University in 1993 where he received a Bachelors of Business Administration and subsequently received his Juris Doctorate in 1996 from Temple University School of Law. At Temple Law School, Sam served as the vice president of his graduating class.

Significant Representative Matters

  • Represented a broker-dealer and broker in FINRA arbitration alleging unsuitability and securities fraud in sale of a variable annuity. The defense was presented on the grounds that the variable annuity was suitable to the investment objectives of the customer and that any losses sustained by the customer were market related. Defense verdict was obtained and customer was required to pay all forum fees.

  • Defense of broker-dealer in "selling away" case in FINRA arbitration alleging failure to supervise broker who allegedly operated a Ponzi scheme while affiliated with the broker dealer. Defense proceeded on the grounds that the broker-dealer's supervision of the broker was reasonable and that the Plaintiff did not sustain any losses in his investment in the scheme. Defense verdict obtained.

  • Motion to dismiss, with prejudice, granted in FINRA arbitration based upon Plaintiff customer's repeated discovery violations. Motion to dismiss upheld in federal district court following petition to vacate arbitration award filed by Plaintiff customer.

  • Motion to dismiss granted in FINRA arbitration based upon FINRA Eligibility Rule.
  • Position Organization Location Duration
    School Degree Major Graduation
    Beasley School of Law, Temple University Law SchoolN/A  
    Temple University
    State / Court Date
    Pennsylvania1997
    New Jersey1996
    District 1
    Sun. Mon. Tue. Wed. Thu. Fri. Sat.


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    PA

    Service Type: Private

    Update Date: 2023-10-19

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    Change Date Change Field Previous Content
    2020-01-02Phone+1 2155752600
    2020-10-06Phone856-414-6000
    2022-01-20Phone215-575-2587
    2023-11-02Firm NameMarshall Dennehey Warner Coleman & Goggin
    2020-01-02Address1845 Walnut Street Philadelphia PA 19103 US
    2020-10-06Address15000 Midlantic Dr P.O. Box 5429, Suite 200 Mount Laurel NJ 08054 US
    2022-01-20Address2000 Market St Suite 2300 Philadelphia PA 19103 US
    Samuel E. Cohen
    2000 Market St
    Suite 2300
    Philadelphia, PA 19103
    39.9525,-75.1644

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    2000 Market St
    Suite 2300
    Philadelphia, PA 19103


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