Joan Conway Waller | Attorney
Top Local Lawyers
Premium
John Richard Vermillion
The Vermillion Law Firm, LLC.
Trusts, Estate Planning, Elder Law, Veterans' Affairs,
12655 N Central Expy Suite 250
Dallas, TX 75243
Premium
Kay Van Wey
Van Wey, Metzler & Williams, P.L.L.C.
Medical Malpractice,
12720 Hillcrest Road Suite 600
Dallas, TX 75230
Premium
Deborah Coleman
Law Office of Bryan Fagan PLLC
Divorce & Family Law,
12700 Hillcrest Rd Suite 201
Dallas, TX 75230
Premium
Jessica Lesser
Law Office of Bryan Fagan PLLC
Divorce & Family Law,
12700 Hillcrest Rd Suite 201
Dallas, TX 75230
Premium
Stephanie Champagne
Law Office of Bryan Fagan PLLC
Divorce & Family Law,
12700 Hillcrest Rd Suite 201
Dallas, TX 75230
Premium
Aaron Alan Herbert
Law Firm of Aaron A. Herbert, P.C.
DUI-DWI, Animal Bite, Premises Liability, Nursing Home, Mass Torts
8330 Lyndon B Johnson Fwy #700
Dallas, TX 75243
Premium
Guy Harvey Holman
Guy Harvey Holman, PLLC
Bankruptcy, Litigation, General Practice, Credit & Debt, Collection
8330 Lyndon B Johnson Fwy Suite #445
Dallas, TX 75243
Premium
Marcus Leinart
Leinart Law Firm
Accident & Injury, Bankruptcy & Debt,
10670 North Central Expressway Suite 320
Dallas, TX 75231
Premium
Mark E. Jacobs
Mark E. Jacobs, P.C.
Immigration,
9330 Lyndon B Johnson Fwy Suite 825
Dallas, TX 75243
About Joan
JOAN CONWAY WALLER
I am in private practice in Dallas, Texas. I currently represent clients in many aspects of federal and state securities issues. The firm and I represent clients in private offerings of securities, mergers and acquisitions, compliance with securities reporting requirements, securities broker/dealer and investment adviser compliance, defense of investigations conducted by and enforcement actions initiated by the Securities and Exchange Commission, the FINRA, or state securities agencies, representation before stock exchanges in connection with listing or delisting matters, securities arbitrations, and general corporate matters. Our clients include introducing and clearing securities broker/dealers, investment advisers, reporting companies, investment companies, hedge funds, registered individuals, and companies seeking capital through private offerings.
Education
University of Texas at Dallas, Accounting
U. of Nebraska, B.A. Economics
Secore & Waller LLP Highlights
Securities, Business
Firm Size:
1
Firm Locations:
1