Joan Conway Waller, Attorney
Joan Conway Waller
International, Securities, Corporate, Banking & Finance, General Practice, Communication & Media Law
- Law Office: Secore & Waller LLP
- Dallas Law Firms
- Law School: University of Illinois College of Law 1977
- Status: In Good Standing * Status is reviewed annually, For latest information visit here
972-776-0200
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12655 N Central Expy Dallas 75243 USMedical Malpractice
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introduction
JOAN CONWAY WALLER
I am in private practice in Dallas, Texas. I currently represent clients in many aspects of federal and state securities issues. The firm and I represent clients in private offerings of securities, mergers and acquisitions, compliance with securities reporting requirements, securities broker/dealer and investment adviser compliance, defense of investigations conducted by and enforcement actions initiated by the Securities and Exchange Commission, the FINRA, or state securities agencies, representation before stock exchanges in connection with listing or delisting matters, securities arbitrations, and general corporate matters. Our clients include introducing and clearing securities broker/dealers, investment advisers, reporting companies, investment companies, hedge funds, registered individuals, and companies seeking capital through private offerings.
QUESTIONNAIRE
Experience
| Position | Organization | Location | Duration |
|---|
Education
| School | Degree | Major | Graduation |
|---|---|---|---|
| University of Illinois College of Law | Law School | 1977 | |
| University of Texas at Dallas, Accounting | |||
| U. of Nebraska, B.A. Economics |
Admission
| State / Court |
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Associations
Honors & Awards
Cases
Publications
Office Hours
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| Verified Credentials | Date Verified |
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Four Forest, 12222 Merit Drive
Suite 1350
Dallas, TX 75251