Pleasant Valley Securities Lawyer, Virginia


Includes: Securities Fraud , Securities Regulation, Shareholders' Rights

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800-620-0900

Free Help: Use This Form or Call 800-620-0900

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Free Help: Use This Form or Call 800-943-8690

Member Representative

Call me for fastest results!
800-943-8690

Free Help: Use This Form or Call 800-943-8690

By submitting this lawyer request, I confirm I have read and agree to the Consent to Receive Messages from all messaging and voice technologies including Email, Text, Phone, Terms of Use, and Privacy Policy. Information provided is not privileged or confidential.

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SAMPLE LEGAL CASES

Andrews v. Browne

... In this appeal, we consider whether a transaction in which 100% of the stock of a closely held corporation was transferred to a group of three purchasers is regulated by the Virginia Securities Act, Code § 13.1-501 et seq. ... A. Similarity to Federal Securities Acts. ...

Bank of the Commonwealth v. Hudspeth

... FINRA is the successor to the National Association of Securities Dealers ("NASD") and is responsible for regulating FINRA members and enforcing arbitration under the Customer Code. See Karsner v. Lothian, 532 F.3d 876, 879 (DCCir.2008). ...

MAKOUI v. MAKOUI

... Attachment A disclosed the appraised value of husband's home. Attachments B through K listed numerous intangible assets, including husband's federal thrift savings plan, his pension, and various bank, credit union, and securities accounts. ...