Wendy J. Coticchia
Business, Antitrust, Securities, Environmental Law, International, Unfair Labor Practices
Experience:
28 years
Wendy J. Coticchia | Attorney
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About Wendy
Wendy J. Coticchia, Esq. serves as Of Counsel at Jacko Law Group, PC (JLG), which offers securities and corporate legal services to broker-dealers, investment advisers, hedge funds and financial professionals. She specializes in all areas of broker-dealer regulatory matters, dual registrant legal issues and corporate law.
Wendy, an experienced attorney and strategic advisor, has advised two Fortune 500 companies over the course of her career. She served Charles Schwab & Co., Inc. for 9 years where her responsibilities including leading, drafting and negotiating major and complex transactions,
regulatory interpretation, strategic advice, and operational risk analysis. While at Schwab, Wendy was privileged to serve for three years as Consultant to the Office of the CEO where she advised Schwab's executive management team on conflicts of interest. Prior to her time with Schwab, Wendy held a position as Senior Corporate Counsel at Nationwide Financial Services in Columbus, Ohio, where she led a team of attorneys who advised the company's deferred compensation subsidiary.
Wendy's areas of expertise include: contract drafting and negotiation, strategic advice, risk assessment, regulatory compliance, internal policies and procedures, operational issues, incentive compensation, conflicts of interest, e-commerce, disclosures, and records retention.
Ms. Coticchia received her J.D. from the University of Pittsburgh, School of Law and received a B.A. in Liberal Arts from The Pennsylvania State University. She is admitted to the State Bar of California, the State Bar of Ohio, and the State Bar of Pennsylvania.
Admission
California
2002
Pennsylvania
1997
Education
Pennsylvania State University B.A.
Jacko Law Group Highlights
Securities, Business
Firm Size:
1
Firm Locations:
1