Jonathan Schwartz | Attorney
Top Local Lawyers
Premium
Stephen Allen Jamieson
Solomon Saltsman & Jamieson
Accident & Injury, Land Use & Zoning,
426 Culver Blvd
Venice, CA 90293
Premium
Demos Phaon Anagnos
Law Office Of Demos Phaon Anagnos
Accident & Injury,
8117 West Manchester Avenue Suite 860
Playa Del Rey, CA 90291
Premium
Kahlil Jerome McAlpin
Law Office of Kahlil J McAlpin
Estate, Bankruptcy & Debt,
8616 La Tijera Blvd Suit 305
Los Angeles, CA 90045
Premium
J. Jeffrey Morris
Law Office of J. Jeffrey Morris
Criminal,
11845 West Olympic Boulevard Suite 1000
Los Angeles, CA 90064
Premium
Eric Hershler
Law Offices of Eric Hershler, APC
Accident & Injury,
11845 W. Olympic Street Suite 725W
Los Angeles, CA 90064
Premium
Jason Robert Bendel
The Bendel Law Group
Lawsuit & Dispute, Business, Insurance, Litigation,
11400 West Olympic Blvd Ste 200
Los Angeles, CA 90064
Premium
Greggory M. Field
MyWorkCompGuy - Field Law Group, PC
Workers' Compensation,
2999 Overland Avenue Suite 212
Los Angeles, CA 90064
Premium
Joel Perry Glaser
Glaser Law
Employment,
11500 W. Olympic Blvd Suite 400
Los Angeles, CA 90064
Premium
R. Joseph Kerendian
Law Office of R. Joseph Kerendian, APC
Real Estate, Business, Business Organization, Merger & Acquisition,
11400 W Olympic Blvd Suite 700
Los Angeles, CA 90064
About Jonathan
Since 1972 when I left the Securities and Exchange Commission, my office has specialized in broker/dealer-customer disputes and regulation of brokers. Approximately 80% of my practice is devoted to these subject areas. I have extensive experience in the analysis of customer account problems, including suitability, churning, unauthorized transactions, as well as less common problems that can arise between a broker and a customer. I have brought a large number of customer claims in court as well as before various arbitration tribunals, principally before the National Association of Securities Dealers. I am well known in my geographical area, both within the securities industry and among members of the securities arbitration bar and securities defense counsel. I am a securities industry arbitrator, and have served on arbitration panels for the American Arbitration Association, the National Association of Securities Dealers, and other arbitration tribunals.
In addition to the above, I am familiar with most areas of broker-dealer regulation, including compliance, and have represented brokerage firms and individual stockbrokers in connection with arbitrations, employment agreements, termination disputes, form U-4 and U-5 problems and related matters, including FINRA (formerly NASD), SEC and State Securities Commission and Insurance Commission investigations.
Education
Bard College Bachelor of Arts
Jonathan Schwartz Highlights
Securities, Motor Vehicle
Firm Size:
1
Firm Locations:
1