San Diego Securities Lawyer, California, page 2

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Includes: Securities Fraud , Securities Regulation, Shareholders' Rights

Jay Nabil Razzouk

Securities
Status:  In Good Standing           Licensed:  16 Years

Michael James Nicoud

Securities
Status:  In Good Standing           Licensed:  14 Years

Jenny Lyne Dixon

Litigation, Securities, Merger & Acquisition
Status:  In Good Standing           Licensed:  27 Years

Steven John Untiedt

Securities, Corporate, Contract, Banking & Finance, Business
Status:  In Good Standing           

Michelle Marie Traher

Securities, Environmental Law Other, Personal Injury, Litigation
Status:  In Good Standing           Licensed:  22 Years

James Albert Caputo

Litigation, Class Action, Elder Law, Securities
Status:  In Good Standing           Licensed:  39 Years

Catherine J Kowalewski

Securities, Corporate, Banking & Finance, Business
Status:  In Good Standing           

Dean Theodore Janis

Securities Fraud , Contract, Collection, Commercial Bankruptcy
Status:  In Good Standing           Licensed:  35 Years

Joshua David Franklin

Professional Responsibility, Class Action, White Collar Crime, Securities
Status:  In Good Standing           

Manfred Patrick Muecke

Litigation, Class Action, Securities, Antitrust, Business
Status:  In Good Standing           Licensed:  22 Years

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SAMPLE LEGAL CASES

Amtower v. Photon Dynamics, Inc.

... Plaintiff Richard Amtower, formerly the president of CRT, alleged, among other things, that certain officers and directors of Photon violated section 11 of the federal Securities Act of 1933 (15 USC § 77k(a), hereafter section 11), breached their fiduciary duty, and misrepresented ...

Wells Fargo Bank, NA v. Superior Court

... (plaintiffs). The petition raises the issue of whether the Securities Litigation Uniform Standards Act of 1998 (Pub.L. No. 105-353 (Nov. 3, 1998) 112 Stat. 3227) (SLUSA) precludes plaintiffs' class action complaint. We conclude that it does. ...

Valentine Capital Asset Management, Inc. v. Agahi

... VCAM and VWM are investment advisor entities regulated by the Securities and Exchange Commission (SEC). Neither VCAM nor VWM is a member of FINRA, the self-regulatory organization for securities broker-dealers and ...