Securities


Array
J. Mark Moore Lawyer
Location
- Santa Barbara, CA 93111

Employment, Consumer Rights, Wrongful Termination, Employee Rights, Class Action

Mr. Moore is an experienced and aggressive complex litigator, having litigated class actions and other high stakes cases in state and federal courts for more than twenty five years. He is the sole member of the Law Offices of J. Mark Moore and is also Of Counsel to Gallo LLP. After obtaining his J.D. in 1995 from the UCLA School of Law, Mr. Moore spent his early career as an associate, and then a partner, at a national law firm where he defended major corporations in class actions alleging unfair and unlawful business and insurance practices, wage and hour claims and securities claims in California and other states. In 2006, Mr. Moore began representing consumers, borrowers and workers in class actions. He has been a partner in a number of boutique class action firms and, in addition to his solo practice, is presently Of Counsel to Gallo LLP. He sometimes represents hourly clients in business litigation matters on behalf of plaintiffs or defendants. Class action cases in which Mr. Moore served as lead or co-lead counsel for since 2006 have resulted in cash recoveries in excess of $100 million, not including other forms of relief. Mr. Moore is experienced in all aspects of litigation including appeals. He has litigated matters on behalf of individuals and companies, including significant business litigation disputes, and has pursued False Claims Act (“qui tam”) cases on behalf of whistleblowers with knowledge of fraud on the government. One such case, which he filed on behalf of a California online charter school teacher, led to a seven-figure settlement, a substantial whistleblower award and other relief benefiting the schools' students and the State. Mr. Moore obtained his B.A. in Business Economics, with honors, from UC Santa Barbara in 1992, and his J.D. in 1995 from the UCLA School of Law. He is licensed in California and admitted to practice before the Ninth Circuit Court of Appeals and all of California's federal district courts. When not practicing law, Mr. Moore enjoys spending time with his family and traveling to exotic places.

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Lawrence William Thorpe Lawyer
Location
2030 Addison St Berkeley, CA 94704

Divorce & Family Law, Child Custody

Larry is a family law specialist, certified by the California Board of Legal Specialization, with the highest rating by Martindale-Hubbell as AV-Preeminent. He has practiced family law exclusively since 1975, and was certified as a specialist at the beginning of the certification program in 1980. In addition to family law, Larry has had successful trials in San Francisco and Monterey involving damages to real and personal property. He has also litigated securities actions and estate proceedings. Larry has experience across the entire range of family law matters, including prenuptial agreements, child custody, and family law matters involving jurisdictional, bankruptcy, immigration, and tax issues. Larry was born in Reno, Nevada October 23, 1941, attended Reno High School (winning honors in debating and the state championship in extemporaneous speaking), and then attended Northwestern University where he was on the Inter Fraternity Council and acted as its Student Senate Representative and earned a B.A in Philosophy. He attended Hastings College of Law, was on the Moot Court Board, and graduated with a J.D in 1967. He then attended New York University, and earned an LL.M in Corporation Law. After returning to San Francisco, Larry became a partner in Cushing, Cullinan, Hancock and Rothert, before beginning his own law practice in family law. Larry's experience in family law grew with its evolution into one of the most complex, demanding areas of law practice. As part of this expanded range of experience, Larry became interested in the relationship between the management of complex family law issues of a more personal nature, particularly those involving child custody, and began to include a practice of regular consultation with therapists as a way to obtain better understanding of issue management in especially difficult situations. With his wife, Jan C. Thorpe, PhD, and Ron Grassi, now retired, Larry conducted a successful series of continuing education programs in San Francisco designed to expand the family law practitioner's use of consulting therapists to bring greater insight into family law issues, particularly in child custody cases. Larry continues to be fascinated with the variety and complexity of family law cases and derives great satisfaction in solving problems and bringing cases to a settled conclusion without litigation, if possible. It has been particularly rewarding for Larry to be able to practice family law with his sons, his daughter in law and his wife, who acts as a consultant, to whom Larry gives primary credit for engineering such a successful marriage of work and family life. Larry has been active in local community affairs, and is the past President of the Kensington Improvement Council. He is currently on the board of Directors of the Pacific Chamber Symphony (www.pacificchambersymphony.org).

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Glenn R Roderman Lawyer
Location
6400 North Andrews Ave Fort Lauderdale, FL 33309

DUI-DWI, Criminal, Securities Fraud

Glenn R. Roderman hails from the town of Port Jervis, New York, but he has been a resident of South Florida for several decades. Mr. Roderman obtained his Juris Doctorate in Law from Stetson University in 1972, and he has been practicing law in the state of Florida since that time. Mr. Roderman was admitted to the Florida Bar and to the U.S. District Court, Southern District of Florida, in 1972. In 1975, Mr. Roderman was admitted to practice before the U.S. Supreme Court. Mr. Roderman started his career as an assistant state attorney, serving in the Broward County State Attorney’s Office in 1973 and 1974. He later served as Associate Municipal Judge in the town of Davie, from 1974 to 1976, and then in North Lauderdale, from 1975 to 1977. Mr. Roderman started his own legal practice in the early 1980’s. He continues to serve as a respected legal analyst for ABC News Channel 10, WPLG, in Miami. With over 40 years experience in the Criminal Justice System as a former Judge, State Prosecutor, and Criminal Defense Attorney, Mr. Roderman is available to other attorneys as a Mentor or a Coach on any or all of their criminal cases. It is that experience, Mr. Roderman says, that matters as much as any law degree when it comes to representing someone in a criminal court. Mr. Roderman says he believes many newer attorneys seem to have given less credence to experience, believing that education, alone, qualifies them to practice good law. As he says in this video from his Spoken Law series, Mr. Roderman points out experience and education are both required for qualified legal representation.

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Richard L. Williams Lawyer
Location
740 W Lake Lansing Rd East Lansing, MI 48823

Criminal, Traffic

Attorney Richard L. Williams provides legal services for driver’s license restoration, expungement of criminal records, domestic assault, civil infractions, misdemeanors and felonies, including OWI (DUI, DWI) drug possession, and other related issues and offenses. He also provides services for wills, trusts, businesses, and corporations. Richard L. Williams is a member of the State Bar of Michigan, license #P-29583. He has been actively practicing law since his acceptance into the Bar in October 1978. The principal areas of law that he has focused on during his four-plus decades of experience have been trial advocacy and business organizations. Mr. Williams attained Diplomate status with the Court Practice Institute in Chicago, Illinois, in 1978. He has worked at the Michigan Department of Commerce, Corporation and Securities Division, Franchise Registration for two years prior to admittance into the State Bar of Michigan. During that time, he was also the chief legal clerk for Circuit Court Judge Paul Mahinske in Howell, Michigan. He has also taught upper-division level contracts and business organizations at Michigan State University as well as Lansing Community College and Thomas M. Cooley Law School. In September 2021, he began his 44th year as a lawyer in private practice. He has represented more than 7,000 individuals and business entities in matters ranging from divorce, real estate, wills, corporations, and personal injury/wrongful death to defending those who are criminally accused. Today, he focuses on driver’s license restoration, expungement of criminal records, criminal defense, and setting up new businesses via corporate form or otherwise. Personal & Educational History Attorney Williams was born in the Bay Ridge section of Brooklyn, New York in 1947. His father owned his own newspaper and was an investigative journalist by trade; his mother was a hospital dietitian with a Master’s in food chemistry. He attended high school in Thompson, Connecticut at Marianapolis Preparatory School and graduated with a classical and a scientific diploma. Thereafter, he attended Marquette University in Milwaukee, Wisconsin and received a BA degree with majors in history and chemistry, minors in economics. He attended and graduated from Thomas Cooley Law School in May 1978. He’s married with seven children, which include six sons and one daughter. His outside interests include gardening, wilderness camping, playing and teaching music, cooking, writing, and competitive league bowling during the winter months.

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Dean W. Amburn Lawyer
Location
400 Renaissance Center Detroit, MI 48243

Intellectual Property, Trademark

Dean has experience litigating patent, trademark and trade secret cases in multiple jurisdictions including United States District Courts, the International Trade Commission (ITC), the Trademark Trial and Appeal Board (TTAB), the Federal Circuit, the 6th Circuit Court of Appeals, and state courts. He works with and has successfully protected many clients’ IP rights, including clients involved in bet-the-farm type litigation. Clients include Fortune 500 companies, domestic and foreign, medium to small businesses as well as individuals. He also prepares and prosecutes patent and trademark applications including appeals, inter party reviews (IPR), cancellation and opposition proceedings. He also counsels clients regarding IP related issues and prepares legal opinions including freedom to practice and invalidity opinions. Dean is a licensed attorney in Michigan and licensed as a patent attorney eligible to practice before the United States Patent and Trademark Office. He is not licensed to practice in Delaware but can be admitted to practice pro hac vice in the Delaware courts. In addition to being selected three times as a “Lawyer of the Year” by The Best Lawyers in America® he is also included in the 2015-2019 edition of Leading Lawyers at Lawyers.com® and selected by dbusiness Magazine as a 2015-2019 Top Lawyer. Other awards include: 2015-2019 IP Star by Managing IP Magazine; recognition by Acquisitions International; and by America’s Top 100 High Stakes Litigators. Dean has an AV (Preeminent) rating by Martindale-Hubbell. Dean’s publication, IP Strategies for Business Managers, provides practical advice for protecting IP and avoiding infringement. He contributed to the national publication, Inside the Minds: Litigation Strategies for Intellectual Property Cases (2012, Thomson Reuters) on topics including patent eligibility of software and business methods, trade secret case strategies, and discovery of electronically stored information (ESI). Dean is a frequent speaker on IP, including: IP Patent Camp at the MidMichigan Innovation Center (3 years); IP Webinar for VetBizCentral; IP Talk at TechTown Detroit; IP Talk at DC3S; and IP Talk – Everything You Ever Wanted to Know about IP But Were Afraid to Ask through Midland Tomorrow in cooperation with Northwood University during Entrepreneurship Week. Dean brings an entrepreneurial spirit to his work and enjoys sharing in his clients’ successes. He is also committed to keeping open communication with his clients and is readily available to answer his client’s questions. In his spare time Dean enjoys traveling with his wife Laurie and two sons. He also enjoys running and working on his 1969 Dodge Charger RT SE. Dean is the inventor on four patents relating to an electronic securities trading system, including U.S. Patent Nos. 8,788,398, 8,175,956, 7,552,085 and 7,356,499.

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Stephen J. Fearon Lawyer
Location
305 Broadway New York, NY 10007

Mass Torts, Class Action, Health Care, Employment

Squitieri & Fearon, LLP has been recognized by courts throughout the country for its high-quality and professional experience handling complex lawsuits, particularly in the fields of securities, ERISA, wage and hour, mass torts, shareholder derivative actions and antitrust claims.

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Thomas Alan Holman Lawyer
Location
99 Park Avenue New York, NY 10016

Business

Since 1991 Tom Holman has held a Peer Reviewed Highest "AV" Rating (Very High to Preeminent) for Ethical Standards and Legal Ability –– from Martindale-Hubbell, a nationally recognized rating firm. He has been serving New Jersey and New York as a business fraud lawyer, in the courtroom and in arbitration, since the mid-1970s. He has been handling employment law matters that have required litigation, arbitration, mediation or negotiation since 1975. He has litigated or arbitrated cases involving disputes over interpretation of business and employment agreements, partnership disputes, business disputes, business fraud, class actions, employment fraud, securities and stock fraud, consumer fraud, declaratory judgments, emergency commercial litigation, federal and NY whistleblower protection litigation, noncompete litigation, preliminary and temporary restraining orders, and wrongful termination of franchisees or distributors, and violations of employee rights.

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Maurice N. Ross Lawyer
Location
711 Third Avenue New York, NY 10017

Intellectual Property, Lawsuit & Dispute, Antitrust, Litigation

For nearly three decades, Maurice has represented corporate and individual clients in numerous high profile, sophisticated intellectual property matters relating to business transactions and commercial litigation. He works with clients to develop intellectual property strategies, including strategies for the procurement, licensing and enforcement of copyrights, trademarks, and patents. Maurice also advises clients on a wide range of issues relating to internet law and social media, including issues concerning rights of privacy, rights of publicity and defamation. Maurice is also an experienced and well-known trial lawyer. He has served as lead trial and appellate counsel in high-stakes patent and intellectual property litigation involving companies in a wide array of industries, from pharmaceutical and biotechnology to media and entertainment. Maurice routinely handles trademark and copyright matters for clients in the fashion, music, media, entertainment, computer and software industries. Although he focuses his practice in the area of intellectual property, Maurice has also served as trial counsel in complex securities, RICO, lender liability, antitrust cases, and he has extensive experience representing corporate executives and other individuals in white collar criminal defense matters, often relating to intellectual property. Maurice also has frequently been called upon to advise clients regarding the risks and benefits of proposed mergers, acquisitions and other transactions, particularly as such transactions involve transfers and licensing of intellectual property rights. Maurice is also recognized as an expert on disputes relating to the attorney-client privilege and work product immunity, and he has been counsel of record in landmark decisions in this area. More recently, Maurice has advised domestic and international clients concerning how to successfully and efficiently address the challenges and burdens imposed by electronic discovery and social media, including the use of social media postings as evidence in complex litigation. Maurice has published frequently in the areas of intellectual property, patent law, media and internet law, and the attorney-client privilege. Maurice has long been a proponent for using alternative dispute resolution mechanisms for efficient resolution of complex business disputes, at both the trial and appellate levels. Further, given the economic realities and costs of conducting complex intellectual property and commercial litigation, Maurice encourages his clients from the earliest stages of litigation to attempt to aggressively pursue settlement. By the same token, Maurice has long advocated aggressive use of the pre-trial discovery process to improve his clients’ likelihood of success at trial, and in recent years he has focused extensively on how to use emerging technologies to make the pre-trial discovery process more efficient and cost-effective. Maurice has appeared in the United States District Courts for the Southern and Eastern Districts of New York, the District of New Jersey, the District of Colorado and the Northern District of California, and he has argued appeals in the United States Courts of Appeals for the Federal, Second and Fifth Circuits, as well as State Courts in New York. Prior to joining Barton LLP, Maurice was a shareholder with Budd Larner and practiced at Clifford Chance and Sullivan and Cromwell.

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John M. Daly Lawyer
Location
538 Riverdale Avenue Yonkers, NY 10705

Accident & Injury, Malpractice, Property Damage, Personal Injury, Slip & Fall Accident

John M. Daly practices law in New York City as The Law Office of John M. Daly. Since 1995, John also has been “Of counsel” to The Fitzgerald Law Firms focusing primarily on medical malpractice litigation; appeals; dispositive motions; post-trial motions; infant compromise orders; trusts; annuities; lien resolution; and immigration. John graduated summa cum laude from Creighton University School of Law in Omaha, Nebraska in 1984. John was Editor-in-Chief of the Creighton Law Review, author of a law review article, and a member of Alpha Sigma Nu, the National Jesuit Honor Society. John and his partner were winners of Creighton’s (annual, junior year) Appellate Moot Court Competition. John was the recipient of the Nebraska Association of Trial Attorneys’ Roscoe Pound Award for Appellate Advocacy, as well as a member of Creighton’s Philip C. Jessup International Moot Court Team. Following graduation, John served for three years as a Judge Advocate in the U.S. Marine Corps, where served as a prosecutor and he was appointed a Special Assistant U.S. Attorney for the Eastern District of North Carolina, responsible for prosecuting crimes committed by civilians at Marine Corps Base Camp Lejeune, North Carolina. John prosecuted felonies in the U.S. District Court for the Eastern District of North Carolina. While serving in this capacity, John obtained a first degree murder conviction as lead prosecutor in a federal jury trial in the United States District Court in Raleigh, North Carolina. While serving as a Judge Advocate, John also tried 10 court-marshals to the military equivalent of a jury. Following his tenure as a Marine Judge Advocate, John came to New York and joined Skadden, Arps, Slate, Meagher & Flom as a litigation associate where, for the next four years, he worked on mergers and acquisitions, corporate governance, attorney conflict of interest, and securities-related litigation matters. John then moved to Deutsche Klagsbrun & Blasband, a copyright litigation firm in Manhattan where he spent the next three years litigating intellectual property disputes in federal court before forming The Law Office of John M. Daly and his present “Of counsel” relationship with The Fitzgerald Law Firm. Before attending law school on a Marine Corps-sponsored program, John served for six years as a Marine Corps aviator, accumulating over 1300 hours as the pilot-in-command in the F-4 Phantom, a two-seat, supersonic jet fighter. John is a graduate of the U.S. Navy’s “Top Gun” Fighter Pilot Training School in Miramar, CA.

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Rita Carrie Ann Chipperson Lawyer
Location
163 Madison Ave Morristown, NJ 07960

Intellectual Property, Business, Contract, Trademark, Copyright

Rita concentrates her practice in intellectual property including patent, trademark, copyright, unfair competition, and trade secret counseling, prosecution, licensing and litigation. Ms. Chipperson’s patent practice includes business method, electrical, mechanical, Internet, and software patents. She has experience preparing and prosecuting patent applications, assessing business potential for existing patents and patent portfolios, preparing infringement, patentability, and validity analyses, licensing, and litigating for clients involving a wide variety of industries and technologies including artificial spinal disks; automation systems; biological and chemical contaminant detection systems; broadband devices; call logging systems; call processing systems; coaxial integrated test sockets; communication systems; data compression; electronic textbooks; KVM (keyboard, video, mouse) switching; information technology systems; integrated audiotext internet advertisement services; multi-party telephone control systems; portable multi-function (facsimile, print, copy, and scan) machines; powder coating generation via electron beam charging; power supply modulation based upon instantaneous microprocessor demand; REMICs (Real Estate Mortgage Investment Conduits); shrinkable high voltage termination systems; telephone data organization systems; telephonic-interface statistical analysis; tranching mortgage-backed securities; variable inductors; virtual private networks; voice-data telephonic interface; wireless recording systems; and XML (extensible markup language).Ms. Chipperson also has experience counseling clients regarding selection of names, domain names, logos, and slogans with an aim of achieving state, U.S., and/or international trademark registration and/or avoiding trademark infringement including performance and analysis of trademark searches and preparation and prosecution of trademark applications. She also has experience negotiating trademark settlement agreements and representing clients accused of trademark infringement. Additionally, she has experience in trademark cancellation and opposition proceedings before the Trademark Trial and Appeal Board (TTAB).Before entering the practice of law, Ms. Chipperson held consulting and design engineer positions with Johnson Controls, Inc. and Cosentini Associates, where she was responsible for energy and construction consulting including contract negotiations, energy analysis and automation system design. An entrepreneur, Ms. Chipperson founded and was president of ProActive Systems, Inc., an energy and construction consulting firm based in New Jersey that provided domestic and international contract negotiations, energy analysis and automation system design.Prior to starting her own practice, Ms. Chipperson practiced intellectual property law with Ward & Olivo (in both NY and NJ). Ms. Chipperson also served as Of Counsel to Flaster Greenberg. Ms. Chipperson is a member of the American Intellectual Property Law Association; the John J. Gibbons American Inn of Court for Intellectual Property Law, the Morris County Bar Association, the Morris County Chamber of Commerce, New Jersey State Bar Association, New Jersey Association of Women Business Owners, and the Venture Association of New Jersey.

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