Elma Securities Lawyer, Washington, page 5


Includes: Securities Fraud , Securities Regulation, Shareholders' Rights

Jeanette Laffoon

Social Security, Disability, Securities Regulation, Administrative Law
Status:  In Good Standing           Licensed:  37 Years

Andrea Lee Philhower

State Government, Securities Regulation, Insurance, Administrative Law
Status:  In Good Standing           Licensed:  26 Years

Richard W. Hemstad

Administrative Law, State Government, Securities Regulation
Status:  Deceased           Licensed:  66 Years

Gregory Joseph Rosen

Securities Regulation, Administrative Law, Business
Status:  In Good Standing           Licensed:  39 Years

Timothy F Hays

State Government, Securities, Contract, Administrative Law
Status:  In Good Standing           Licensed:  26 Years

James T. Odiorne

Administrative Law, Insurance, Securities Regulation
Status:  Inactive           Licensed:  31 Years

Jerry Dean Mitchell

Administrative Law, Securities Regulation
Status:  Inactive           Licensed:  41 Years

John Foster Kuntz

Securities Regulation, Administrative Law, Business
Status:  In Good Standing           Licensed:  44 Years

Laura L. Farris

Private Judging, Securities Regulation, Life & Health, Administrative Law
Status:  In Good Standing           Licensed:  39 Years

James E. Tompkins

Administrative Law, State Government, Insurance, Securities Regulation
Status:  Suspended           Licensed:  48 Years

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SAMPLE LEGAL CASES

Jain v. JP Morgan Securities, Inc.

Naveen JAIN and Anuradha Jain, husband and wife, and their marital community, Appellants/Cross-Respondents, v. JP MORGAN SECURITIES, INC., a Delaware corporation, as successor in interest to Hambrecht & Quist LLC; Wilson Sonsini Goodrich ...

Morrell v. WEDBUSH MORGAN SECURITIES INC.

¶ 2 In 1990, the Morrells announced their plans to retire and travel. As part of their retirement plan, they liquidated their assets and gave sole control of their finances to Wedbush Morgan Securities, Inc. (Wedbush). The Morrells instructed Wedbush, through broker Stuart ...

Ives v. Ramsden

... Cross-Respondent. QUINN-BRINTNALL, J. ¶ 1 David Ramsden, a registered securities broker, recommended that 75-year-old G. Jerome Ives buy investments that nearly depleted all of his liquid assets. Ramsden also induced ...

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