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Nipomo Securities Lawyer, California, page 2

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11-12 of 12 matches. Page 2 of 2  

Robert C Mires

Products Liability, Business, Construction, Eminent Domain, Contract
Status:  Inactive *Status is reviewed annually. For latest information visit here           Licensed:  71 Years
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1052 Margarita Ave, Grover Beach, CA 93433
Profile LAWPOINTS™21/100
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Kari L. Ley

Construction, Corporate, Contract, Real Estate
Status:  In Good Standing *Status is reviewed annually. For latest information visit here           
CONTACT
330 James Way, Pismo Beach, CA 93449
Profile LAWPOINTS™30/100
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Member Representative

800-814-6700

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SAMPLE LEGAL CASES

Amtower v. Photon Dynamics, Inc.

... Plaintiff Richard Amtower, formerly the president of CRT, alleged, among other things, that certain officers and directors of Photon violated section 11 of the federal Securities Act of 1933 (15 USC § 77k(a), hereafter section 11), breached their fiduciary duty, and misrepresented ...

Wells Fargo Bank, NA v. Superior Court

... (plaintiffs). The petition raises the issue of whether the Securities Litigation Uniform Standards Act of 1998 (Pub.L. No. 105-353 (Nov. 3, 1998) 112 Stat. 3227) (SLUSA) precludes plaintiffs' class action complaint. We conclude that it does. ...

Valentine Capital Asset Management, Inc. v. Agahi

... VCAM and VWM are investment advisor entities regulated by the Securities and Exchange Commission (SEC). Neither VCAM nor VWM is a member of FINRA, the self-regulatory organization for securities broker-dealers and ...

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