... According to the Raineses, Neumann, Dunkle, and Davidson represented that, if Mr. and Mrs.
Raines would transfer their Wal-Mart stock and other securities into a trust to be managed by
Synovus Trust Corporation, Synovus Trust Corporation would diversify Mr. and Mrs ...
... At that point in the litigation, the dispute centered on, among other things, the sale of certain
securities. ... She also argued that Rhodes had held back $10,000 from the sale of certain securities
("the Prudential securities") that the decedent had owned from the decedent's estate. ...
... ("Raymond James"), and Bernard Michaud, a securities broker at Raymond James (hereinafter
referred to collectively as "RJFS"), appeal the judgment of the Jefferson Circuit Court vacating
an arbitration award entered in their favor and against Kathryn L. Honea, a former client. ...