Thermal Securities Lawyer, California

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Includes: Securities Fraud , Securities Regulation, Shareholders' Rights

Nikki B Allen Lawyer

Nikki B Allen

VERIFIED
Estate, Real Estate, Business

Nikki B. Allen brings a wealth of experience to her legal practice. She is licensed in both California and Colorado and has practiced law for over tw... (more)

Joe LaMantia

Family Law, Wills & Probate, Corporate, Estate Planning
Status:  In Good Standing           

Matthew James Hunter

Real Estate, Estate, Labor Law, Business
Status:  In Good Standing           Licensed:  22 Years

Thomas Weldon Harris

Estate, Trusts, Securities Fraud , Complex Litigation
Status:  In Good Standing           Licensed:  53 Years

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Donald C. Ramsay

Real Estate, Lawsuit & Dispute, Securities, Business
Status:  In Good Standing           Licensed:  52 Years

Donald Clark Ramsay

Real Estate, Lawsuit & Dispute, Securities, Business
Status:  In Good Standing           Licensed:  52 Years

Hassan Ali Abedi

Dispute Resolution, Lawsuit & Dispute, Securities, Business
Status:  In Good Standing           Licensed:  25 Years

James E Grand

Family Law, Consumer Protection, Securities
Status:  In Good Standing           Licensed:  27 Years

Janet G. Pollish

General Practice
Status:  In Good Standing           Licensed:  45 Years

John Lynn West

Administrative Law, Securities, Corporate, Securities Regulation
Status:  Inactive           Licensed:  55 Years

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Free Help: Use This Form or Call 800-943-8690

Member Representative

Call me for fastest results!
800-943-8690

Free Help: Use This Form or Call 800-943-8690

By submitting this lawyer request, I confirm I have read and agree to the Consent to Receive Messages from all messaging and voice technologies including Email, Text, Phone, Terms of Use, and Privacy Policy. Information provided is not privileged or confidential.

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SAMPLE LEGAL CASES

Amtower v. Photon Dynamics, Inc.

... Plaintiff Richard Amtower, formerly the president of CRT, alleged, among other things, that certain officers and directors of Photon violated section 11 of the federal Securities Act of 1933 (15 USC § 77k(a), hereafter section 11), breached their fiduciary duty, and misrepresented ...

Wells Fargo Bank, NA v. Superior Court

... (plaintiffs). The petition raises the issue of whether the Securities Litigation Uniform Standards Act of 1998 (Pub.L. No. 105-353 (Nov. 3, 1998) 112 Stat. 3227) (SLUSA) precludes plaintiffs' class action complaint. We conclude that it does. ...

Valentine Capital Asset Management, Inc. v. Agahi

... VCAM and VWM are investment advisor entities regulated by the Securities and Exchange Commission (SEC). Neither VCAM nor VWM is a member of FINRA, the self-regulatory organization for securities broker-dealers and ...