A view from the bench: Professionalism in Court.
What does that
mean to a Judge?
What is the
definition of professionalism in the legal community? In the past, scholars
have distinguished ethics from professionalism by emphasizing the consequences;
ethics reflected the codified and enforceable standards of the profession,
while professionalism was a higher, aspirational standard.[1] Dean
Roscoe Pound of Harvard Law School described a professional as follows: “The
term refers to a group . . . pursuing a learned art as a common calling in the
spirit of public service, no less a public service because it may incidentally
be a means of livelihood. Pursuit of the learned art in the spirit of a public
service is the primary purpose.”[2] The
1996 Report of the Professionalism Committee of the American Bar Association
Section of Legal Education and Admissions to the Bar, Teaching and Learning
Professionalism, states a definition to the practice of law:
A
professional lawyer is an expert in law pursuing a learned art in service to
clients and in the spirit of public service; and engaging in these pursuits as
part of a common calling to promote justice and public good.[3]
The
Florida Supreme Court recognizes that definition, or standard, as being
codified and set forth in (1) the Oath of Admission to The Florida Bar; (2) The
Florida Bar Creed of Professionalism; (3) The Florida Bar Ideals and Goals of
Professionalism; (4) The Rules Regulating The Florida Bar; and (5) the
decisions of the Florida Supreme Court.[4]
The Supreme Court further recognizes that violations
of the above referenced standards may very well be grounds for discipline as a
violation of the Florida Rules of Professional Conduct.[5]
Yet with such a broad scope for a definition of professionalism, some
practitioners at times struggle to delineate between professional and
unprofessional. Between passionate advocacy and bad-mannered argument. Between
the right way, and the wrong way. One way to find that answer is to seek the
advice of the persons that stand at the front lines everyday: judicial
officers.
Retired
Justice Sandra Day O’Connor of the United States Supreme Court set forth a
description of professionalism: “To me, the essence of professionalism is a
commitment to develop one's skills to the fullest and to apply that responsibly
to the problems at hand. Professionalism requires adherence to the highest
ethical standards of conduct and a willingness to subordinate narrow
self-interest in pursuit of the more fundamental goal of public service.
Because of the tremendous power they wield in our system, lawyers must never
forget that their duty to serve their clients fairly and skillfully takes
priority over the personal accumulation of wealth. At the same time, lawyers
must temper bold advocacy for their clients with a sense of responsibility to
the larger legal system which strives, however imperfectly, to provide justice
for all.”[6]
As Justice
O’Connor illustrates for us, professionalism is not simply being courteous and
showing manners to judges, attorneys, and others while in the courtroom.
Professionalism is a higher standard which includes zealous advocacy for your
client who is counting on you to defend their rights to the best of your
abilities. Thinking of your client before thinking of yourself. Being
sufficiently prepared to represent them to the best of your abilities. This is
what Seventeenth Circuit Court Judge Timothy Lawrence Bailey believes.
Professionalism does not necessarily mean “calm and peaceful” in the court room,
Judge Bailey says. “Fiercely supporting your client is not a bad thing. In
order to be professional, you need a combination of two things: courtesy and good lawyering. If you are missing one, you are not being
professional. You can be loud, you can advocate, just don’t be rude.” (emphasis
added) Examples Judge Bailey gave of conduct: (1) “Show up on time when you
have a hearing. If you are late, apologize”; (2) “Don’t interrupt others in
Court unless there is an objection to be made. Wait your turn and allow [the
Judge] to hear everyone”; and (3) “No name calling.” “Polite versus rude is
something we’ve learned as children. I want advocacy, I don’t mind loud
passionate argument, but just don’t cross that line we all learned growing up.”
Judge Bailey
emphasizes good lawyering as being prepared and ready to advocate for your
client. He added that he “can handle loud” and if it crosses the line, he can
address it, however he does not want lawyers to forget to be good lawyers. “Know
the rules of evidence and procedure. Know how to identify hearsay. Make
objections. Know how to tell a Judge he or she is wrong. Argue emotionally,
persuasively. I want to see courtesy and well mannered conduct in Court, but if
the cost is fear of lawyering, I don’t want that. Advocate for your client,
advocate with passion. I would much rather see loud and passionate advocacy
than quiet if it comes at the expense of good lawyering.” As the Judge added,
“There is no substitute to knowing your file when you come to Court.” When you
are prepared, make the arguments and know the facts of the case sufficiently,
that is the essence of being professional. However, when you are ill-prepared,
you are doing a disservice to your client, and as the Judge addressed, “That is
unprofessional.”
Judge Bailey’s
take on the meaning of professionalism in the practice of law is a strong one.
Undoubtedly attorneys throughout the state have found courtrooms with plaques
promoting the statement: “We who labor
here seek only the truth.” Professionalism is not simply being courteous to
others, although as attorneys we should strive to work together to further the
practice of law.[7] It
also means doing your job on behalf of your client(s), to the best of your
ability, to seek justice and equity, as professionalism is not simply
professionalism with the court and other lawyers, but also with your clients.
“… in order to arrive at good decisions, one needs not only good judges, but
also good lawyers.”[8] A
Judge, bound by the legal requirement to adjudicate only matters involving a
real controversy, needs and in fact welcomes such advocacy in order to come to
a just and confident decision on the matter.[9]
So you may be asking: where the balance is for you? I would argue that is
different from lawyer to lawyer, and it is up to each of us individually to
determine what we consider to be acceptable and unacceptable. But remember, as
Judge Bailey hinted toward, and as we have heard since we were young: do onto
others as you would have them do onto you.
_____________________________________________________________________________________
Biography: Henny Lawrence Shomar practices with
Tripp Scott, P.A. in Fort Lauderdale, Florida. He focuses his practice in
complex litigation matters, including marital and family law, probate
litigation, creditor’s rights, and general commercial litigation, in state and
federal court throughout the State of Florida.
[1]
See Rizzardi, Professionalism: I Know It When I See
It?, 79 FLA. B. J. at 38 (July/August 2005).
[2]
Roscoe Pound, The Lawyer
from Antiquity to Modern Times, p. 5 (1953); see also Roscoe Pound, The Cause of Popular Dissatisfaction with
Justice, 35 F.R.D. 241 (1969).
[3]
See Report of the Professionalism Committee, “Teaching and Learning Professionalism,” American Bar Association Section of Legal Education and
Admission to the Bar (Aug. 1996), at 8.
[4]
Fla. Admin. Order No.
SC13-688 (Fla. June 6, 2013).
[5]
Unprofessional conduct, as
defined above, in many instances will constitute a violation of one or more of
the Rules of Professional Conduct. In particular, Rule 4-8.4(d) of The Rules
Regulating The Florida Bar has been the basis for imposing discipline in such
instances. See generally, The Florida Bar v. Ratiner, 46 So. 3d 35 (Fla. 2010);
The Florida Bar v. Abramson, 3 So. 3d 964 (Fla. 2009); and The Florida Bar v.
Martocci, 791 So. 2d 1074 (Fla. 2001). Id.
[6] See Irvin, Ethics and Professionalism: A Distinction With A Difference?,
American Bar Association Section of Labor & Employment Law (March 2012),
quoting Court of Appeals of Maryland Professionalism Course,” Professionalism
Above and Beyond Ethics” p. 15 (1992).
[7]
“We who labor here seek
only the truth.”
[8]
Léger, Philippe, Advocate
General in the ECJ Nova Case, The European Lawyer, June 2002, p. 3.
[9]
“in
whatever form adjudication may appear, the experienced judge or arbitrator
desires and actively seeks to obtain an adversary presentation of the issues.
Only when he has had the benefit of intelligent and vigorous advocacy on both
sides can he feel fully confident of his decision.” (American Bar Association;
and the Association of American Law Schools 1958 Professional Responsibility:
Report of the Joint Conference. American Bar Association Journal, 44: 1161).