Legal Articles, Merger & Acquisition
Lawsuit Filed Against Ameritas Investment Corp
Lawsuit Filed Against Ameritas Investment Corp alleging that advisor Thomas Carreras mishandled investor funds.
Civility in the Practice of the Law - What Winnie the Pooh Can Teach Lawyers About How We Operate
Addresses the importance of civility in the practice of the law, in particular, focuses on various techniques one may employ to hold his or her ground but remain civil.
Regulation A+ Lawyers
Regulation A+’s new rules provide investors with more investment choices and issuers with more capital raising options during their going public transactions. Some confusion has arisen about whether SEC qualification of a Regulation A+ offering will result in the assignment of a stock ticker or...
How Can Regulation A+ Be Used By Small Companies To Go Public Without A Reverse Merger?
Regulation A+ offerings can be used in combination with direct public offerings and initial public offerings as part of a going public transaction.
Simplifying Investor Relations & Equity Crowd Funding
How To Simplify And Manage Investor Relations When Raising Capital Online Through A Crowd Funding Portal Under Rule 506(c) Of Regulation D
The artistry of small business start-up valuation.
Valuing a small business is tricky - here are some tips....
SEC Charges CEO & CFO with Sarbanes Oxley Violations
The Securities and Exchange Commission announced charges against Marc Sherman, the CEO and Edward Cummings, the CFO of a Florida-based computer equipment company for misrepresenting to external auditors and the investing public the state of its internal controls over financial reporting.
SEC Charges CEO & CFO with Sarbanes Oxley Violations
The Securities and Exchange Commission announced charges against Marc Sherman, the CEO and Edward Cummings, the CFO of a Florida-based computer equipment company for misrepresenting to external auditors and the investing public the state of its internal controls over financial reporting.