Irvine Securities Lawyer, California, page 2

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Includes: Securities Fraud , Securities Regulation, Shareholders' Rights

Adam Romney

Real Estate, Lawsuit & Dispute, Securities, Products Liability
Status:  In Good Standing           Licensed:  16 Years

Michael A. Oswald

Employment, Intellectual Property, Securities, Unfair Competition
Status:  Suspended           

Steven Ray Castaneda

Litigation, Intellectual Property, Securities Regulation
Status:  In Good Standing           Licensed:  10 Years

Paulina Lipets

Securities, Business & Trade
Status:  Inactive           Licensed:  25 Years

James Joseph Moloney

Government, Securities Regulation, Corporate Governance, Business
Status:  In Good Standing           Licensed:  30 Years

Ann Theresa Rossum

Litigation, Class Action, Securities Fraud
Status:  In Good Standing           

Michael Aaron Titera

Intellectual Property, Securities Regulation, Business
Status:  In Good Standing           Licensed:  15 Years

Lauren Marie Assaf

Securities, Merger & Acquisition, Business
Status:  In Good Standing           Licensed:  8 Years

Jessica E. Howard

Securities, Corporate, Merger & Acquisition
Status:  In Good Standing           Licensed:  4 Years

Bruce Evan Turner

General Practice
Status:  Retired           Licensed:  34 Years

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SAMPLE LEGAL CASES

Amtower v. Photon Dynamics, Inc.

... Plaintiff Richard Amtower, formerly the president of CRT, alleged, among other things, that certain officers and directors of Photon violated section 11 of the federal Securities Act of 1933 (15 USC § 77k(a), hereafter section 11), breached their fiduciary duty, and misrepresented ...

Wells Fargo Bank, NA v. Superior Court

... (plaintiffs). The petition raises the issue of whether the Securities Litigation Uniform Standards Act of 1998 (Pub.L. No. 105-353 (Nov. 3, 1998) 112 Stat. 3227) (SLUSA) precludes plaintiffs' class action complaint. We conclude that it does. ...

Valentine Capital Asset Management, Inc. v. Agahi

... VCAM and VWM are investment advisor entities regulated by the Securities and Exchange Commission (SEC). Neither VCAM nor VWM is a member of FINRA, the self-regulatory organization for securities broker-dealers and ...