Irvine Securities Lawyer, California, page 4

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Includes: Securities Fraud , Securities Regulation, Shareholders' Rights

Fred Hasani

Securities, Corporate, Business Organization, Banking & Finance
Status:  In Good Standing           Licensed:  25 Years

Joseph Gustave . Lallande

Public Finance, Securities, Insurance, Business
Status:  In Good Standing           Licensed:  18 Years

Ronald P Arrington

Public Finance, Securities, Corporate, Licensing, Business
Status:  In Good Standing           Licensed:  57 Years

James A. Stockard

Real Estate, Health Care, Securities, Business
Status:  In Good Standing           Licensed:  38 Years

Arto Juhani Nuutinen

Construction, Foreign Investment, Government Contract, Securities, Business
Status:  In Good Standing           Licensed:  34 Years

Robert E. Palmer

Litigation, Class Action, International Intellectual Property, Securities
Status:  In Good Standing           Licensed:  40 Years

Raoul Smyth

Health Care Other, Employee Rights, Securities, Personal Injury
Status:  In Good Standing           Licensed:  43 Years

Kymberleigh A N Damron-Hsiao

Employment, Employment Discrimination, Securities Regulation, Wrongful Termination
Status:  In Good Standing           Licensed:  19 Years

Joshua David Franklin

Litigation, White Collar Crime, Criminal, Securities
Status:  In Good Standing           Licensed:  24 Years

Beth Rogers Maoui

Securities, Corporate
Status:  In Good Standing           Licensed:  14 Years

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SAMPLE LEGAL CASES

Amtower v. Photon Dynamics, Inc.

... Plaintiff Richard Amtower, formerly the president of CRT, alleged, among other things, that certain officers and directors of Photon violated section 11 of the federal Securities Act of 1933 (15 USC § 77k(a), hereafter section 11), breached their fiduciary duty, and misrepresented ...

Wells Fargo Bank, NA v. Superior Court

... (plaintiffs). The petition raises the issue of whether the Securities Litigation Uniform Standards Act of 1998 (Pub.L. No. 105-353 (Nov. 3, 1998) 112 Stat. 3227) (SLUSA) precludes plaintiffs' class action complaint. We conclude that it does. ...

Valentine Capital Asset Management, Inc. v. Agahi

... VCAM and VWM are investment advisor entities regulated by the Securities and Exchange Commission (SEC). Neither VCAM nor VWM is a member of FINRA, the self-regulatory organization for securities broker-dealers and ...